Broker Qualifications


This section provides the self-regulatory organizations (SROs) and U.S. states/territories the broker is currently registered and licensed with, the category of each license, and the date on which it became effective. This section also provides, for every brokerage firm with which the broker is currently employed, the address of each branch where the broker works.

The individual is currently registered with 1 SRO and is licensed in 15 U.S. states and territories through his or her employer.

Employement 1 of 1
Firm Name: Berthel, Fisher & Company Financial Services, Inc.
Main Office Address: 701 Tama Street, Building B, Marion, IA 52302-0609
Firm CRD# 13609


SRO Category Status Date
FINRA General Securities Representative APPROVED  02/01/2010
FINRA Invest. Co and Variable Contracts APPROVED  02/01/2010


U.S. State Territory Category Status Date
Alabama Agent APPROVED 11/20/2013
Alabama Agent APPROVED 11/20/2013